U.S. ability to peacefully resolve South China Sea disputes compromised by its non-party status to UNCLOS
As a signatory to UNCLOS, the PRC occasionally implies that its interpretations should trump those of the United States, which has yet to ratify the convention that Washington nevertheless employs as a bludgeon against Beijing’s claims that UNCLOS permits limitations by coastal states on foreign military activities in the EEZ. The message is that even though the United States asserts its compliance with UNCLOS, because it has not undertaken to be formally bound by the convention it has no standing to impose its self- regarding interpretations of the regime on those states that have ratified it.
Quicktabs: Arguments
Ultimately, peaceful resolution of competing maritime claims in the South China Sea will require multilateral negotiations in conformity with international law, as Secretary of State Hillary Clinton has observed. The brass ring is a binding Code of Conduct among rival claimants, which has proved elusive. Achieving this result will require at least two shifts. The first is a united front among the members of the Association of Southeast Asian Nations (ASEAN), whose summit in Pnomn Penh in July collapsed into acrimony on this question, thanks to Chinese pressure on the Cambodian hosts. Cambodia gets a second chance to get it right this month, when it hosts the final major meeting of its ASEAN chairmanship, which will consider an Indonesian-proposed draft of the code. The second is real movement from China. At stake in the South China Sea is the entire concept of China’s peaceful rise. Recent weeks provide a glimmer of hope in this regard, including Beijing’s endorsement in mid-October of a joint declaration with ASEAN counterparts, which among other provisions commits the parties to peaceful resolution of disputes and the ultimate goal of a code of conduct. The end of China’s protracted leadership transition , which will officially begin during the eighteenth Communist Party Conference on November 8 may allow a mellowing of recent Chinese behavior, giving the incoming government of Xi Jinping an opportunity to rein in the more assertive positions of the Peoples Liberation Army (PLA) on maritime issues.
The Obama administration should encourage all parties to move as promptly as possible toward a binding code of conduct. To be sure, as Tom Wright points out, the United States would have much more diplomatic credibility and influence if it were actually a party to UNCLOS, which would demonstrate that it is willing to play by the same rules that it seeks for others. In this regard, the upcoming lame duck session of Congress would be an ideal time for the Senate to finally ratify UNCLOS.
U.S. economic interests face two problems then in the South China Sea: the UNCLOS rules concerning exploitation of the high seas, and how much of the high seas are available in the area. The United States has not formally ratified UNCLOS for several reasons, but objections to Part XI covering exploitation of the deep seabed is a main one because its provisions are considered statist and not free-market oriented, and the ISA is expensive and inefficient.473 Opponents also see little gain in the South China Sea for U.S. ratifica- tion since the overlapping disputes would not only remain but have no compulsory settlement agreement, and maritime jurisdiction issues like freedom of navigation are exempt from mandatory arbitration mechanisms. Thus these political issues do not change whether the United States is a member or not.474 The irony of opposing U.S. entry to UNCLOS is that in the nearly 30 years since it was written, no country or corporation, including the United States, has been successful in commercially mining for high seas min- eral resources, but the United States, which has the world’s largest aggregate EEZ, benefits from the eco- nomic and environmental protection of its littoral that UNCLOS provides.475 By its present stance, the United States gains freedom from the ISA to potentially mine seabed resources some day since it does not need to be a member of UNCLOS to exploit international waters under customary law, but it loses the advantages of being inside the Law of the Sea Treaty system to guide it and employ its provisions for future U.S. benefit.
UNCLOS has become an important barometer of U.S. power in the Pacific Ocean. At stake is the country's capacity to uphold, preserve, and strengthen a rules-based order in Asia as China rises. In July 2010, at the ASEAN Regional Forum (ARF) in Hanoi, U.S. Secretary of State Hillary Clinton stated that the United States believes that all maritime territorial disputes in the South China Sea must be resolved multilaterally and in accordance with international law. It is a policy that she repeated at the deadlocked 2012 ARF in Cambodia. For its part, China objected to the "multilateralization" of maritime disputes then and continues to do so now. Beijing believes that it is more likely to make gains if it strikes individual bargains with weaker powers, including Manila and Hanoi. The other capitals realize this, which is why they welcomed Clinton's commitment to multilateralism.
A strong multilateral structure in Asia is a prerequisite to balancing Chinese assertiveness. The United States should not take sides in other countries' disputes, but it can and must insist upon a strong regional framework to ensure that a rising China does not destabilize the status quo. On this issue, the 34 senators who oppose the treaty are taking Beijing's side. They are speaking up for the bilateralism and unilateralism that will harm the U.S.-led regional order in the Asia-Pacific. No doubt, news of Ayotte and Portman's recent declarations was greeted warmly in Beijing. U.S. allies and strategic partners in South East Asia, meanwhile, will be even more doubtful of Washington's capacity to maintain its leadership role. It is strategic multilateralism in the Atlantic that helped the United States to win the twentieth century. Without concordant multilateralism in the Asia-Pacific, it will not fare so well in the twenty-first.
Open economic access to the South China Sea maritime commons is a second U.S. interest, but one for which the solution may diverge from freedom of navigation considerations. Access to the resources of the high seas is an important enough U.S. interest to stall the ratification of UNCLOS for nearly 20 years in order to avoid the restrictions imposed on seabed mining, although this activity has yet to become commercially viable. While the United States remains out- side the treaty, however, it holds less influence over how maritime law is interpreted and evolves, and thus is at a disadvantage to shape events like whether the South China Sea becomes a wholly divided and claimed sea. Such arrangements as a joint development zone or a joint management zone could stabilize the area to provide peace and the dividends of economic development for its participants. This could detract from potential U.S. economic development activities, depending on the arrangements, but supports U.S. security and economic prosperity goals for the region as well as attains a diplomatic settlement through recognized international law.
Ratifying LOSC will give the United States added legitimacy as it seeks to defend the interests of allies and partners in the Asia Pacific, particularly countries involved in disputes over the South China Sea. Tensions between China and Southeast Asian states over historical territorial claims and jurisdiction over potentially lucrative seabed natural resources are escalating because of increasingly assertive behavior on all sides. LOSC is central to mitigating tensions and avoiding conflict in the South China Sea, which involve territory demarcation, maritime navigation and other issues covered by the convention. Without ratifying LOSC, the United States will be unable to credibly encourage efforts of allies like the Philippines as it attempts to mediate a dispute with China over the joint development of resources in the South China Sea using the LOSC dispute settlement mechanism.
U.S. ratification of UNCLOS is another important step to influence the evolution of future interpretations of freedom of navigation toward more open stipulations than some of the states around the South China Sea now espouse. Although a more difficult proposition, the United States should demand the clarification of the historic claims made in the South China Sea, in order to facilitate negotiating a settlement, accelerate economic development, and remove the potential of shutting down all foreign navigation through the region. Support to Vietnam’s current islet occupations in the Spratlys, its claims to coastal EEZ and continental shelf areas in compliance with UNCLOS, and specific historic economic rights could wean Vietnam from its otherwise weak historic claims, and start sincere bargaining by linking the Paracel and Spratly disputes in a comprehensive agreement. The United States has less influence to change China’s position on historic rights because the ambiguity of its positions has served China well. Here, appealing to China’s future role in world politics may help to change its parochial freedom of navigation perspective into a more global one like the United States holds.
Although critics of LOSC rightly argue that the treaty will not bind China’s assertive behavior in the South China Sea,29 evidence suggests that despite attempts to interpret the treaty in ways that promote its own interests, China is willing to work within the LOSC framework. According to one expert, recent statements by the ministry of foreign affairs reaffirm that “China will advance maritime claims that are consistent and compliant with UNCLOS,” which may allow states to press China to clarify its claims through the treaty’s dispute settlement mechanism and bring the region closer to a negotiated settlement.30 However, countries in the region may be reluctant to press China to clarify its claims lest they strain relations with their largest trading partner. As a party to LOSC, the United States could support its partners by pressing China to clarify its maritime claims, which are legitimately tied to U.S. maritime interests in the region, including freedom of navigation rights for the U.S. Navy.
Open economic access to the South China Sea maritime commons is a second U.S. interest, but one which may diverge from freedom of navigation. Access to the resources of the high seas is an important enough U.S. interest to stall the ratification of UNCLOS for nearly 20 years. The United States remains outside the treaty, however, and holds less influence over how maritime law is interpreted and evolves, and thus is at a disadvantage to shape events like whether the South China Sea becomes a wholly divided and claimed sea. Such arrangements as a Joint Development Zone or a Joint Management Zone could stabilize the area and provide stability and economic development for its participants. To support any of the joint development solutions, the United States would have to place its security interests over potential economic ones.
Much attention surrounding the Law of the Sea debate has focused on the Arctic. But the waters that best illustrate the need for an agreed-upon system of rules for the world’s oceans and a U.S. seat at the table are in the South China Sea, where a rising great power, China, decided to assert its maritime claims over smaller neighbors. It did so most aggressively when it submitted the infamous “9-dash line” claim to the United Nations in 2009. That claim has no basis in international law—a fact acknowledged by experts in China—and instead recalls an earlier era when the only rule of international relations was the prerogative of the mighty.
Beijing has walked back its assertive claims. But it did so not because of its ASEAN neighbors’ opposition to the “9-dash line” in May 2009. It did so only when Washington made clear—first with Secretary of State Clinton’s statements at the ASEAN Regional Forum in July 2010 and most recently with President Barack Obama’s appearance at the East Asia Summit last November—that preserving international maritime law, embodied in the Law of the Sea, is a vital U.S. national interest .Without accession, however, the U.S. position is considerably weakened by charges of hypocrisy, a fact not lost on Beijing and of real concern to China’s neighbors who rely on the United States.
Supporters of the United States becoming a party to UNCLOS argue or might argue one or more of the following:
- The treaty’s provisions relating to navigational rights, including those in EEZs, reflect the U.S. position on the issue; becoming a party to the treaty would help lock the U.S. perspective into permanent international law.
- Becoming a party to the treaty would give the United States greater standing for participating in discussions relating to the treaty—a “seat at the table”—and thereby improve the U.S. ability to call on China to act in accordance with the treaty’s provisions, including those relating to navigational rights, and to defend U.S. interpretations of the treaty’s provisions, including those relating to whether coastal states have a right under UNCLOS to regulate foreign military activities in their EEZs.
- At least some of the ASEAN member states want the United States to become a member of UNCLOS, because they view it as the principal framework for resolving maritime territorial disputes.
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China has nominated a candidate for a judge’s position in the International Tribunal for the Law of the Sea, a court that hears and settles maritime dispute. The U.S. opposed the idea and suggested that China shouldn’t be given a seat because it disregards international maritime law in the South China Sea.
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The United States is telling a defiant China that it must follow an international court ruling that rebuked its illegal actions in the South China Sea but China has been quick to point out the obvious hypocrisy in U.S. non-party status to UNCLOS.
[ More ]Senator Ben Cardin of Maryland, argues that with China rejecting the UNCLOS tribunal's ruling regarding their South China Sea claims, it is time for the U.S. to lead by example and ratify UNCLOS to help preserve the global maritime rule of law.
[ More ]The United States should ratify the United Nations Convention on the Law of Sea (UNCLOS) in the wake of Manila’s victory over Beijing in The Hague-based Permanent Court of Arbitration (PCA) says one senior Democratic lawmaker. The United States—which acts as the guarantor of the liberal-institutional world order—is notably absent from the treaty—much to the chagrin of executive branch officials.
[ More ]The author argues that U.S. diplomatic capacity to influence China in the South China Seas has been damaged by U.S. refusal to ratify UNCLOS, the very treaty it is asking China to abide by.
[ More ]In the wake of Washington’s second “freedom of navigation” operation near Beijing’s man-made islets in the South China Sea, an often overlooked fact remains: The set of laws governing global maritime behavior that the U.S. has been touting has never been ratified by the Senate.
[ More ]The author argues that it is time for Congress to "put partisan politics aside and focus on national interests" by ratifying UNCLOS which restore U.S. leadership in resolving the South China Seas dispute and "allow the U.S. military complete freedom of action and would not interfere with critical American-led programs like the Proliferation Security Initiative."
[ More ]The author argues that if the U.S. wants to moderate Chinese adventurism in the South China Sea, it should ratify UNCLOS.
[ More ]The author argues that the recent tension between U.S. and China over China's territorial claims could be eased if the U.S. were a party to UNCLOS.
[ More ]In response to China's aggressive claims in the South China Sea, the U.S. has been shifting its own focus to the legal domain. It is insistent that when it comes to maritime rights and access to natural resources, the law that truly matters is international law even though the U.S. position is significantly weakened by its non-party status to UNCLOS.
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